Director of Compliance

Chicago, Illinois, United States

Description

OUR BUSINESS

NextCapital is the leader in enterprise digital advice. NextCapital partners with world class institutions to deliver personalized planning and managed accounts to individual investors across multiple channels including 401(k), IRA, and taxable brokerage accounts. NextCapital’s open-architecture digital advice solution provides integrated account aggregation, analytics, planning and portfolio management, and allows partners to customize advice methodology and fiduciary roles. NextCapital powers digital advice strategies for leading world-class brands such as Russell Investments, John Hancock, State Street Global Advisors, and Transamerica.

JOIN OUR TEAM

Our ability to be successful starts with our people, and we’re looking for someone who will have overall accountability for aligning our compliance operations to our overall business strategy. The ideal candidate possesses compliance experience involving SEC-registered investment advisers and/or familiarity with ERISA regulations. This position will report into our Chief Compliance Officer. Learn more about NextCapital at www.themuse.com/companies/nextcapital

Requirements

WHAT YOU’LL DO

WHO WE’RE LOOKING FOR

Benefits

WHY YOU’LL LOVE IT

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